Hermeneutics in Systems Thinking:

In today’s post, I am carrying on some of the ideas from Heidegger. See the last post for more details. I have written about Hermeneutics before here.  Heidegger was a student of the great German philosopher, Edmund Husserl. Husserl pioneered the school of phenomenology. Phenomenology is the study of how things appear to us experientially. The objects we experience are the phenomena. As Susan Laverty notes:

Phenomenology is essentially the study of lived experience or the life world (van Manen, 1997). Its emphasis is on the world as lived by a person, not the world or reality as something separate from the person (Valle et al., 1989). This inquiry asks “What is this experience like?” as it attempts to unfold meanings as they are lived in everyday existence. Polkinghorne (1983) identified this focus as trying to understand or comprehend meanings of human experience as it is lived. The ‘life world’ is understood as what we experience pre-reflectively, without resorting to categorization or conceptualization, and quite often includes what is taken for granted or those things that are common sense (Husserl, 1970). The study of these phenomena intends to return and re-examine these taken for granted experiences and perhaps uncover new and/or forgotten meanings.

Husserl taught that to understand things around us, we have to go back to the things themselves. He gave a detailed methodology to make phenomenology happen. He wanted a structured approach just like in science or mathematics. Husserl believed that how we experience things can be affected by our biases about things. So, he proposed that we “bracket” our presuppositions, biases etc. and approach the thing at hand. This suspension of our presuppositions is a phenomenological reduction. It is said that Husserl would spend days with his class analyzing a trivial object such as a mailbox. His version of phenomenology was free of social, cultural and historical “grasps” on the object. The object was a standalone entity waiting to be experienced, and through this experience an understanding of the entity was possible. He suggested with his method, we are able to come to a descriptive presentation of the phenomena.

Heidegger, as Husserl’s student was very taken by the idea of phenomenology. However, Heidegger realized that we cannot be separated from our presuppositions. We can understand existence only through our existing; the way we are. Heidegger realized that the experience of a phenomenon is a personal activity, and therefore we may come up with multiple descriptions of the phenomenon. Most importantly, the process of coming up with a description is an interpretive process. We make sense of the phenomenon as an interpretive process. Heidegger’s version of phenomenology is thus termed as “hermeneutic phenomenology”, whereas Husserl’s version is termed as “transcendental phenomenology”. Heidegger realized that the knowledge we achieve at any point in time is incomplete, and is contingent on our existence at that point in time. Our relationship to the phenomenon is affected by who we are, where we are, when we are and how we are experiencing the phenomenon.

A key point in hermeneutics is the hermeneutic circle. This circle is actually a recursion. Hermeneutics is generally associated with interpreting a text. Generally, when we start to read a part of the text, we get an idea of what the whole of the text stands for. As we get more into the text, we get a better understanding of the part, which helps with a better understanding of the whole text, and so on. This can be viewed as a recursive function. The uniqueness of our worldview comes from the recursive nature of our experiential living. We keep updating our worldview based on the current worldview which is impacted by our past worldview. And round and round we go.

Heidegger’s view that we cannot assume freedom from our presuppositions is an important thing to keep in mind in Systems Thinking. This reaffirms the idea that we are not able to experience a singularly objective reality. Reality is multidimensional, and have many variations contingent on many social factors. The circularity of hermeneutics is explained well by M. N. Babu:

The most important consequence of the circularity of understanding for hermeneutics that there is no pure starting point for understanding because every act of understanding takes place within a finite historically conditioned horizon, within an already understood frame of reference. It is no longer a question of how we are to enter the hermeneutical circle, because human consciousness is always already in it. We understand only by constant reference to what we have already understood, namely, our past and anticipated experience. The experiencing and reflecting subject is never a tabula rasa upon which the understanding of raw experience inscribes its objective character, rather, all experience and reflection are the result of a confrontation between one’s pre-understanding or even prejudice and new or perhaps strange objects. The inevitable presence of pre-understanding or prejudice is not necessarily the distortion of the meaning of an object by an arbitrary subject, rather, it is the very condition for any understanding of all. Heidegger, however, contends that presuppositions are the very condition for any reception of the object whatsoever. His notions of the ontological character of understanding and the primordial connection of subject and object in their pre- understanding and the primordial connection of subject and object in their pre-reflective relational whole provides the foundation for this contention. For him, all interpretation is a derivative form of a prior understanding, in which the prior relationship between subject and object is brought to explication.

How does one proceed when we realize that we cannot be free of our presuppositions? Heidegger advises that we need to get into the circle in the right way. Hans-Georg Gadamer provides clarity on this. As Jean Grondin notes:

Gadamer takes up Heidegger’s suggestion that the important thing is to get into the circle in the right way, but for him this mainly means that the “prejudiced” nature of our understanding should be recognized as that which makes understanding possible in the first place. This is what he calls the “ontological” and positive aspect of the hermeneutical circle. He emphasizes the ontological nature of the circle to fight against the false ideal of a presupposition‐less type of knowledge which would have been imposed upon the humanities by the objectivity requirement of exact science. His aim in highlighting the hermeneutical circle is to liberate the humanities from this alienating model. But does this mean that all presuppositions, prejudices, and anticipations are valid? Obviously not, since this would call into question the very idea of truth, which a book entitled Truth and Method surely wants to defend. Gadamer does maintain the distinction between adequate and inadequate anticipations. According to his best account of this key critical difference, it is through temporal distance and the work of history that we are able to make this distinction.

The most important thing in the process of making sense of a phenomenon is to understand the context. If the context is not understood, we fall into the trap of relativism. Relativism is the idea that all views are equally valid. A better nuanced version of this is pluralism. Pluralism is the idea that there are multiple views of a phenomenon that are different but equally valid. The difference between pluralism and relativism is in understanding the context. As we have been discussing, this understanding requires hermeneutical phenomenology. When we are aware that our understanding is always incomplete and imperfect, we are more open to going through the self-correcting hermeneutic cycle. We are open to challenge what we think we know, and we welcome scrutiny of our ideas. We put our assumptions open for all to see. Rather than being stuck with the realization that our views are imperfect and incomplete, we learn to cope with the world.

The great Systems Thinker, C. West Churchman said that the systems approach begins when first you see the world through the eyes of another.

We can only know things in terms of things we already know. From this standpoint, when we are looking at a new phenomenon, we have to look at it in terms of things we already know. If we are looking at a social “system”, then we have to always start from things that are common. The basis of all that is common in a social realm is the humanity in us all, and that is a good place to start. This is my takeaway from Churchman’s advice.

Please maintain social distance and wear masks. Please take vaccination, if able. Stay safe and Always keep on learning…

In case you missed it, my last post was The Being-Question in Systems Thinking:

Hermeneutics at the Gemba:

Hgadamer

In today’s post, I am looking at Hermeneutics. Hermeneutics is a branch of philosophy that deals with interpretation. It started off as a study of interpreting religious texts. The word has its origin from the Greek God Hermes, who was also the messenger of the Gods (herald) to humans. Hermes’ job was to interpret the words of the many Greek gods to humans. As you go back in time, there was only one interpretation to a religious text, and it was usually provided by the chief priest in charge. The common folk were not allowed to read or contemplate the text and try to interpret the meaning. As time went by, this view changed. The readers were encouraged to be in the shoes of the author and try to interpret the meaning by contemplating what the author meant by trying to be in the same mindset as the author. Important contributions from philosophers such as Heidegger and Gadamer emphasized the role of the observer or the interpreter in seeking understanding. This meant that the prejudices, biases, belief systems, traditions etc. of the interpreter are important in the act of interpretation. It is meant to be a tango, rather than merely watching a solo dance. My post is heavily inspired by the German philosopher Hans-Georg Gadamer.

One of the ideas in Hermeneutics is that of the Hermeneutic circle. A good example to explain this is to imagine an interpreter reading a sentence of a text. He starts with a word and as he reads the word, he is trying to figure out what the word means in the context of a sentence. He has an idea of what the word means. As he finishes reading the sentence, he re-evaluates the meaning of the word in the context of the full sentence, and he gains an additional understanding of the word, which in turn yields an additional understanding of the sentence. Contrast this with the idea of the parts to a whole. Understanding a part provides an understanding of the whole, which in turn provides an understanding to the part, and so on the circle goes. One can use the same idea with a sentence and the paragraph, a paragraph and the chapter, and a chapter and the book. The meaning is truly holistic and greater than the sum of individual meanings of the words. The order of the words matters very much in the final meaning of the sentence. The relationship of the part to the whole is depicted in the hermeneutic circle below. Analysis is the act of taking things apart, while synthesis is the act of putting things together.

Hermeneutic Circle

Today, hermeneutics does not stand for interpreting texts alone. It has come to represent the art of interpreting to improve understanding. This could be in relation to what another person is saying or related to learning a subject and so on. The most important act of hermeneutics is the act of asking questions. From this standpoint, the guiding principle to keep in mind is that the most important question is the one that has not yet been asked. This aligns with the hermeneutic circle, in the sense that we have to keep going back and forth to generate improved understanding. This is an ongoing process and never meant to be just one iteration. I like the representation of the hermeneutic circle as a spiral, where the spiral gets smaller and smaller, indicating a churning or generation of improved understanding. I have also seen it as a diverging spiral where the coil gets larger and larger to indicate an expansion of understanding.

Spiral

The circle or the spiral depicts a dialectic movement that the interpreter has to take. Each turn of this movement should result in a better understanding of both the part and the whole. Gadamer was strongly against the idea of viewing this as an objective act where the text author is outside and the meaning of the text can be obtained objectively without engaging in introspection. Gadamer wanted the interpreter to bring his prejudices, pre-understanding, fore-meanings etc. to the act of understanding. Above all, Gadamer wanted the interpreter to have openness to meaning.

Gadamer believed that the prejudices or fore-judgments are the source of all our learning. This does not mean that the act of learning will leave the prejudices untouched. The act of learning will in turn modify/update our prejudices for our next hermeneutic act. Gadamer did not belive prejudices to be bad or assign the negative connotation that we normally project.

One analogy that Gadamer used in his hermeneutics was a “horizon.” Much like in the horizon of a landscape that we see, Gadamer used the horizon to depict the limits of our understanding. Gadamer expressed the horizon as the totality of all that can be realized or thought about by a person at a given time in history and in a particular culture. Gadamer said:

The horizon is the range of vision that includes everything that can be seen from a particular vantage point… A person who has no horizon is a man who does not see far enough and hence overvalues what is nearest to him. On the other hand, “to have a horizon” means not being limited to what is nearby, but to being able to see beyond it

The concept of horizon suggests itself because it expresses the superior breadth of vision that the person who is trying to understand must have. To acquire a horizon means that one learns to look beyond what is close at hand – not in order to look away from it but to see it better.

Similar to the landscape, the epistemic horizon changes depending on where we stand and what our perspective is. Where we are situated is based on our tradition, history, belief system etc. and is also bounded by the cultural and societal underpinnings. One may have an urge to see the horizon as a constraint holding us back, but Gadamer, similar to his view or prejudices, expresses horizons as fertile constraints enabling us to further our understanding rather than limiting our understanding. We are bringing something to the new understanding, something that is internal to us rather than relying solely on the experts or the people around us. This is the idea of Hermeneutics for Gadamer. An important idea that Gadamer talks about is the fusion of horizons. This is such a beautiful expression. We should resist the urge to explain this away as simply combining two different horizons or perspectives or the larger idea swallowing up the smaller idea or the weak idea giving way to the stronger idea. Gadamer views the fusion as a transformation which is prompted by the differences in the horizons. Gadamer wants input from both horizons to generate the fusion. This can happen only if we are open and willing to understand while at the same time not ignoring that we have our own perspectives that might need to be changed to gain a better understanding of the phenomenon in question.

Contrast this with the view of just doing as we are told or learning subjects in a rote fashion. Gadamer wants us to bring something from us, our horizon to the hermeneutic act. We should do so, so that we can change ourselves in the process. Gadamer wrote:

What I described as a fusion of horizons was the form in which this unity [of the meaning of a work and its effect] actualizes itself, which does not allow the interpreter to speak of an original meaning of the work without acknowledging that, in  understanding it, the interpreter’s own meaning enters in as well.

We will never be able to stand in another person’s shoes or try to interpret their perspective in an objective fashion. Gadamer is pointing out that we have to do it from our own horizon since that is all that we have access to. When we hear about “respect for people”, we should start with the question, “what does it mean to me?” What does it mean from where I am situated right now? With an open mind, if I start reading about this subject, I may gain a better understanding. This understanding is made better when I allow my horizon to be transformed. The transformation also requires the understanding of what “respect for people” means to Toyota. I cannot ignore my prejudices but rather I should use them to my benefit. The label “handle with care” does not mean that I should not handle the box at all. But rather that my interaction or my handling of the box should be with care. The hermeneutic act is dynamic, personal and perpetual.

I will finish with a quote from Gadamer to reflect further:

“Understanding does not occur when we try to intercept what someone wants to say to us by claiming we already know it. We cannot understand without wanting to understand, that is, without wanting to let something be said.”

Stay safe and Always keep on learning…

In case you missed it, my last post was Newton’s Eye/Bodkin Experiment and the Principle of Undifferentiated Coding: